Oooooh one of my favorite topics. A quick thread. If your counterparty is X then Y is the shibboleth that most quickly gets you past the initial script stage.https://twitter.com/OptimistPanda/status/1200847250584416262 …
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Anyone in sales: “I used to do sales.”, which is probably not a lie to a salesperson given the expansive set of jobs which require a little bit of selling and cultural tolerance for a bit of truth stretching during the dance.
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A bank: a) Do it only on paper. b) Address to any of Office of the President, Chief Compliance Pfficer, General Counsel, or Investor Relations.
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Replying to @patio11
Do you have any idea if you can legally (morally?) claim to be a shareholder if what you actually have is a fund that holds a share’s worth? Intuition says yes, but I always did the dance of buying a single share. (And in the case of Wells Fargo a grizzly bearish option position)
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Fairly clearly yes; you’re a beneficial owner. This is far from the most convoluted way to be a shareholder. (What if I’m the beneficiary and trustee of a trust with LP interests on an LLC’s account? That’s cray cray for retail but not so much at top end of scale.)
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