FINRAVerifizierter Account

When you opened a brokerage account, did you go with a cash account or a margin account? Unsure of what a cash account is? We're here to tell you what they are and how to avoid any problems. Learn more http://bit.ly/2P8HFSO pic.twitter.com/ckIFaE1CAd

We continue to encourage firms to notify us if they engage in activities related to digital assets. Learn more: https://bit.ly/3e233Vh pic.twitter.com/F7bKyWlpkS

Our Board of Governors is currently convening for their July 2021 meeting. Curious how our board works and who it's composed of? Learn more http://finra.org/governance pic.twitter.com/RaDJYIScQx

We asked our employees what they think about working at FINRA. Here's what Kara had to say. http://FINRA.org/BeInspired pic.twitter.com/ncULweIfdS

Tune in to the latest #FINRAUnscripted episode to meet Stephanie Dumont, the new head of our Market Regulation & Transparency Services department. Stephanie shares her priorities, how FINRA is responding to recent market events, and more. Listen here https://bit.ly/3k9SHql pic.twitter.com/B6HFPdCom5

#ICYMI: Join @FINRA staff and industry panelists as they discuss upcoming changes to the Securities Industry Continuing Education Program in our latest Virtual Conference Panel. Watch here https://bit.ly/3woSHFd pic.twitter.com/BV5PMu0FaY

Are you actively trading #stocks? If so, it's important to know what it means to be a "pattern day trader" because there are requirements associated with engaging in pattern day trading. Learn more http://bit.ly/35HYR6b pic.twitter.com/7PEu9X7zTg

We asked Kayte what her favorite thing about working at FINRA is. Watch to hear her answer and learn how to join our team at http://FINRA.org/BeInspired .pic.twitter.com/p0irzIEFGr

For the second year in a row, we've been named the #1 Midsize Company on @InsiderPro_IDG & @Computerworld's 100 Best Places to Work in IT list! Congrats @FINRA_Tech! Read to learn why @FINRA is the best mid-sized company to work at in IT: https://bit.ly/3xEAcy3  #BestPlacesITpic.twitter.com/4Bk0iZyHSs

Need help keeping track of #compliance deadlines and events? Check out our Compliance Calendar for firms https://bit.ly/2CE4hGz pic.twitter.com/h1IVXsQ1oq

We have adopted changes to FINRA Rules 5122 and 5123 to require members to file retail communications that promote or recommend private placement offerings that are subject to those rules’ filing requirements. Learn more: https://bit.ly/3z93Cob pic.twitter.com/LX4ce8qmyE

CEO Robert Cook and EVP & CHRO Rainia L. Washington met with our 2021 summer interns for a Roundtable discussion. Participants shared what led them to FINRA, what they're most proud of accomplishing this summer, and more. Interested in interning with us? https://bit.ly/3z73s0T pic.twitter.com/KLFmSQwTPl

#ICYMI: The @FINRA Board of Governors has appointed Sam Deshpande as a new public Governor. Deshpande is Chief Information Officer for Humana, a U.S. health insurance company. Learn more https://bit.ly/3hoCtrv pic.twitter.com/5FCq1CeD3o

The July Disciplinary Actions report is now available: https://bit.ly/3rcdZVG pic.twitter.com/kD0LeRt5BU

Every year, FINRA Enforcement files disciplinary actions against brokers who excessively traded their customers’ accounts. While it's crucial that investors be on the lookout for this, it's also vital that broker-dealers are able to detect these red flags. https://bit.ly/2Ep6lU2 pic.twitter.com/QJO7qZfQX6

It's important to understand what exchange-traded notes (ETNs) are, how they work and how they are different from exchange-traded funds (ETFs) before you consider investing in them to avoid unpleasant surprises. https://bit.ly/30NSHSF pic.twitter.com/ZBQbjNS77g

Our 2020 Annual Financial Report is now available. This report describes our finances and operations over the prior year. Check out the report https://bit.ly/38iZzcN pic.twitter.com/hy9NJZRXaY