SEC EnforcementVerified account

2/2 ... Where conduct harms investors in our markets, attempts to stymie our investigation by fabricating evidence and withholding documents will not deter our efforts.” http://ow.ly/SL7x30mhUBR 

1/2 SEC Associate Dir. Hodgman: “Ms. Chen’s alleged self-dealing breached her clients’ trust and violated the federal securities laws...

SEC charges lawyer and her husband in EB-5 fraud; Defendants allegedly altered evidence in cover up http://ow.ly/4gja30mhUzO 

SEC obtains final judgment against founder of medical marijuana company http://ow.ly/oumO30mhK4v 

SEC's RSTF and OIEA to investors: Check the background of anyone selling or offering them an investment using the free and simple search tool on http://Investor.gov .

2/2 ... Investors are encouraged to use publicly available tools to gather information about individuals who are attempting to sell them securities.” http://ow.ly/3VYf30mh2XH 

1/2 SEC NYRO RD Berger: “Fraud often occurs where investors least expect it – with close friends, family members, and in trust-based communities...

SEC charges investment adviser with stealing from friends, community members http://ow.ly/Gmyw30mh2TN 

SEC charges Ebay's former director of SEC reporting with insider trading http://ow.ly/xUBe30mgHWF 

2/2 ... But our report emphasizes that all public companies have obligations to maintain sufficient internal accounting controls and should consider cyber threats when fulfilling those obligations." http://ow.ly/Q41R30mfNBs 

1/2 SEC ENF Co-Director Avakian: "In light of the facts and circumstances, we did not charge the nine companies we investigated...

SEC Chairman Clayton: "Cyber frauds are a pervasive, significant, and growing threat to all companies, including our public companies. Investors rely on our public issuers to put in place, monitor, and update internal accounting controls that appropriately address these threats."

SEC Investigative Report: Public companies should consider cyber threats when implementing internal accounting controls http://ow.ly/qYfN30mfNzc 

2/2 ... Public accountants who manipulate their files to conceal audit deficiencies represent a serious breach of those professional obligations, and the Commission will impose suspensions to protect investors.” http://ow.ly/8RjW30mfLLb 

1/2 SEC FWRO RD Shipchandler: “Auditors are entrusted with significant responsibility when auditing public companies...

ICYMI: SEC suspends former BDO accountants for improperly “predating” audit work papers http://ow.ly/fJ1130mfLHr 

ICYMI: SEC halts sham real estate investment offering fraud http://ow.ly/LJvK30mfLEC 

Boston-Area defendant in SEC insider trading case convicted in criminal case http://ow.ly/uS6U30mcowZ 

SEC obtains preliminary injunction in alleged $345 million fraud http://ow.ly/F7ZK30mc9zX 

2/2 ...The SEC does not endorse investment products and investors should be highly skeptical of any claims suggesting otherwise." http://ow.ly/W6W230mc1UD