SEC New YorkOvjeren akaunt

@NewYork_SEC

The SEC’s New York Office covers NY, NJ. Disclaimer:

New York, NY
Vrijeme pridruživanja: srpanj 2014.

Tweetovi

Blokirali ste korisnika/cu @NewYork_SEC

Jeste li sigurni da želite vidjeti te tweetove? Time nećete deblokirati korisnika/cu @NewYork_SEC

  1. Have you visited the SEC’s Strategic Hub for Innovation and Financial Technology (“FinHub”) yet?

    Poništi
  2. ICYMI: OCIE’s 2020 Examination Priorities include Digital Assets and Electronic Investment Advice

    Poništi
  3. 4. velj

    Learn more about churning here:

    Poništi
  4. 4. velj

    So what is churning anyway? Churning occurs when a broker engages in excessive buying and selling of securities in a customer’s account chiefly to generate commissions that benefit the broker.

    Poništi
  5. 3. velj

    Check out the agenda for tomorrow's meeting of the SEC's Small Business Capital Formation Advisory Committee:

    Poništi
  6. 3. velj

    SEC Office of Compliance Inspections and Examinations Publishes Observations on Cybersecurity and Resiliency Practices

    Poništi
  7. 31. sij

    The EDGAR database provides free public access to corporate information allowing you to research a public company’s financial information and operations by reviewing the filings the company makes with the SEC.

    Poništi
  8. 30. sij

    Proposed Amendments to the Accredited Investor Definition

    Poništi
  9. 29. sij

    Self-directed IRAs allow investment in a broader-and potentially riskier-portfolio of assets than other types of IRAs. Investors should be mindful that investments in self-directed IRAs raise risks including fraudulent schemes, high fees...

    Poništi
  10. 28. sij

    Click this link for a list of websites run by federal agencies, state regulators, consumer groups and self-regulatory organizations that may be helpful to individual investors.

    Poništi
  11. 28. sij

    Which financial professional is best for you? Sorry we can’t answer that question directly, but please keep reading this Director’s Take to get information to consider in helping you make your decision.

    Poništi
  12. 27. sij

    ICYMI: The SEC’s Office of Investor Education and Advocacy issued this to provide investors information about funds that invest in leveraged loans.

    Poništi
  13. 27. sij

    ICYMI: The SEC’s Office of Investor Education and Advocacy issued this to urge investors to use caution before investing in so-called “initial exchange offerings” through online trading platforms.

    Poništi
  14. 24. sij

    Other priorities include FinTech and AML programs.

    Prikaži ovu nit
    Poništi
  15. 24. sij

    Over $63 Million to Be Returned to Investors in Alleged Real Estate Investment Fraud:

    Poništi
  16. 24. sij

    ICYMI: This year, the priorities of our examination program include retail investors, including seniors and others saving for retirement, market infrastructure, and information security.

    Prikaži ovu nit
    Poništi
  17. 23. sij

    Today at 1pm EST, the Office of the Advocate for Small Business Capital Formation is hosting their first ever Capital Call, where they will talk about what’s happening with capital raising from startup to small cap.

    Poništi
  18. 22. sij

    Let’s go back to basics. Learn more here about how stock markets work:

    Poništi
  19. 21. sij

    Initial exchange offerings (IEOs) are a recent development in the rapidly evolving digital asset space. Learn more about the risks here:

    Poništi
  20. 20. sij

    Today we honor the memory of Dr. Martin Luther King Jr. In his words: “The time is always right to do what is right.”

    Poništi

Čini se da učitavanje traje već neko vrijeme.

Twitter je možda preopterećen ili ima kratkotrajnih poteškoća u radu. Pokušajte ponovno ili potražite dodatne informacije u odjeljku Status Twittera.

    Možda bi vam se svidjelo i ovo:

    ·