@FinancialCmte Avoid dual registrants as they allow brokers 2 masquerade as Investment AdvisErs w/out any training/skills as a Real AdvisEr.
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@FinancialCmte Dual registrants lurk at places like Merrill Lynch, Morgan Stanley, UBS, Wells Fargo, etc. Places that Arthur Levitt's book..Thanks. Twitter will use this to make your timeline better. UndoUndo
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@FinancialCmte ...Take On The Street says that a top official of one of the full-service brokerages said he wouldn't send his mother to one!Thanks. Twitter will use this to make your timeline better. UndoUndo
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@FinancialCmte Whywouldnt he send his mom there?Cuz the conflicts of interest betwn investors& brokers masquerading as advisErs r 2 serious.Thanks. Twitter will use this to make your timeline better. UndoUndo
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@FinancialCmte There u go.The DOL is talking abt those conflicts of interests but Jeb,u dont want 2 listen,do u?How much $ do u get from WStThanks. Twitter will use this to make your timeline better. UndoUndo
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