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CPAAudit

  1. FSA takes action against IFA Patrick O'Donnell over the sale of non-mainstream investments. fsa.gov.uk/library/commun… 1:20 AM May 31st via web
  2. Second arrest from FSA over foreign exchange. cityam.com/latest-news/se… 1:14 AM May 31st via web
  3. Top Ten CPD myths. moneymarketing.co.uk/adviser-news/t… 3:36 AM May 30th via web
  4. Lloyd's ex security boss charged with Fraud. moneymarketing.co.uk/regulation/llo… 3:33 AM May 30th via web
  5. Law firm sets out Arch cru redress battle plan. moneymarketing.co.uk/adviser-news/l… 3:31 AM May 30th via web
  6. SFO needs to explain why it dropped the investigation into Dynamic Dec. now fined£3m moneymarketing.co.uk/regulation/sfo…£3m-hedge-fund-fine/1052218.article 2:39 AM May 30th via web
  7. Franklin Templeton launches RDR share classes ahead of RDR. fundweb.co.uk/fund-news/fran… 2:27 AM May 30th via web
  8. FSA cuts annual funding requirement by £18.2m. fundweb.co.uk/adviser-news/f…£182m/1052192.article 2:25 AM May 30th via web
  9. FSA bans and fines £60K a Scottish adviser over unsuitable advice re Ucis. fundweb.co.uk/adviser-news/s…£60k-and-banned-over-ucis/1052228.article 2:22 AM May 30th via web
  10. FSA confirms its regulatory fees and levies for 2012/13. fsa.gov.uk/library/commun… 1:13 AM May 30th via web
  11. FSA bans and fines Hedge Fund Chief Micalizzi £3m. Matter referred to Upper Tribunal. fsa.gov.uk/library/commun… 1:12 AM May 30th via web
  12. Bluerock Consulting say FSA hesitation over platform charges could lead to RDR2. fundweb.co.uk/adviser-news/r… 12:56 AM May 29th via web
  13. FSA bans partner in First Colonial Investments for "reckless misconduct". fundweb.co.uk/adviser-news/f…‘reckless-misconduct’/1052140.article 12:54 AM May 29th via web
  14. Facebook versus the Shareholder Spring: a corporate governance story. blogs.reuters.com/lucy-marcus/20… 12:53 AM May 29th via web
  15. In a prosecution brought by the FSA three plead guilty to insider dealing. fsa.gov.uk/library/commun… 12:46 AM May 29th via web
  16. FSA appoint new chairman of the Practitioner Panel. fsa.gov.uk/library/commun… 12:44 AM May 29th via web
  17. FSA: preferred platform deals could fall foul of RDR. moneymarketing.co.uk/wrap-and-techn… 3:04 AM May 28th via web
  18. FSA issues warning re Birmingham City FC share 'scam'. moneymarketing.co.uk/regulation/fsa… 3:02 AM May 28th via web
  19. FSA removes 600 misleading ads in two years. moneymarketing.co.uk/regulation/fsa… 2:59 AM May 28th via web
  20. Harvey McGrath steps down as Manduca takes the Chair at Prudential. fundweb.co.uk/uk/prudential-… 2:58 AM May 28th via web