Profile_bird

Hey there! compliancex is using Twitter.

Twitter is a free service that lets you keep in touch with people through the exchange of quick, frequent answers to one simple question: What are you doing? Join today to start receiving compliancex's tweets.

Already using Twitter
from your phone? Click here.

compliancex

  1. The U.S. Congress Review November 14, 2009 http://bit.ly/2nodyw 4:00 AM Nov 14th from TypePad
  2. Keep financial regulatory reforms at top of agenda: APEC CEO Summit http://bit.ly/kS0Yq 11:30 AM Nov 13th from TypePad
  3. SEC http://bit.ly/4ftb0v 11:04 AM Nov 13th from TypePad
  4. Wall Street Turns Heating Oil Dealers Against Financial Regulation http://bit.ly/2flYuk 11:00 AM Nov 13th from TypePad
  5. Insider trading: Lawyers say there can be gray areas http://bit.ly/E0HFa 10:30 AM Nov 13th from TypePad
  6. Inside Trading Becomes ‘Systemic’ at Hedge Funds, Khuzami Says http://bit.ly/4cmRx2 10:15 AM Nov 13th from TypePad
  7. 21st Century broker accused of defrauding elderly investors of $8M set for grilling http://bit.ly/36BWYI 10:00 AM Nov 13th from TypePad
  8. Senator challenges SEC registration bill http://bit.ly/4c2S3P 9:45 AM Nov 13th from TypePad
  9. Madoff's goodies: Going, going, gone http://bit.ly/281dSU 9:30 AM Nov 13th from TypePad
  10. SEC Charges Madoff Computer Programmers http://bit.ly/167K3E 9:15 AM Nov 13th from TypePad
  11. US SEC expects to proceed with Bear Stearns case http://bit.ly/1jDvSQ 9:00 AM Nov 13th from TypePad
  12. No more 'too big to fail' http://bit.ly/3JDbNz 8:30 AM Nov 13th from TypePad
  13. Businessman Pleads Guilty in $50M Ponzi Scheme http://bit.ly/3ZMWaF 8:22 AM Nov 13th from TypePad
  14. US seeks to seize 4 mosques, tower linked to Iran http://bit.ly/1NNHu9 7:30 AM Nov 13th from TypePad
  15. UBS, JPM Should Face Trial in Italy, Prosecutor Says http://bit.ly/44JH6v 12:00 PM Nov 12th from TypePad
  16. How the Scapegoats Escaped http://bit.ly/4GqzEs 11:30 AM Nov 12th from TypePad
  17. Many clearinghouses may raise OTC derivatives risk http://bit.ly/4bkECf 11:00 AM Nov 12th from TypePad
  18. Insider Trading http://bit.ly/3lMjbF 10:30 AM Nov 12th from TypePad
  19. SEC, Finra agree more clarity needed in regulation of life settlements http://bit.ly/3TkSAv 10:00 AM Nov 12th from TypePad
  20. Trio who promised 500% returns grilled in federal court http://bit.ly/4Igy4 9:00 AM Nov 12th from TypePad
  • Name compliancex
  • Location United States
  • Web http://www.compli...
  • Bio CompliancEX - The Compliance Exchange is a News Blog
1,999 Following 1,248 Followers 13 Listed
Joel Font tom_mcleod Thomas Fox PLI Foley & Lardner NDI Patrick Lynch Russ Noble J. David Morris digiopi robert solomon Barclays Wealth SOX IT Compliance License Compliance ISU Compliance UL Compliance HIPPA Compliance Taurus Compliance USM Compliance Compliance Moves Compliance Tutorial Compliance Building Business Compliance Compliance News Pac-10 Compliance Risk and Compliance UK Compliance Compliance News Product Compliance Compliance Solutions Autumn hurst ESOP LLC Andy Renk Buttoned Up ! Denis Foley Lisa Szoke JO