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TheBGKGroup

  1. Registered Representatives; No "Fiduciary" Duty For Now lnkd.in/8EuGM7 12:06 PM Jan 24th via LinkedIn
  2. Register for NAIBD webinar 1/19 Social Media Regulatory Issues + Solutions for Making Social Media Work for Your Firm... 4:00 AM Jan 19th via HootSuite
  3. Register for NAIBD webinar 1/19 Social Media Regulatory Issues + Solutions for Making Social Media Work for Your Firm... 10:00 AM Jan 18th via HootSuite
  4. Register for NAIBD webinar 1/19 Social Media Regulatory Issues + Solutions for Making Social Media Work for Your Firm naibd.com/Events.htm 8:47 AM Jan 18th via web
  5. Broker-dealers up in arms 401(k) fee disclosure reuters.com/article/2012/0… 7:12 AM Jan 11th via web
  6. FINRA TRACE test facility wl b unavailable for testing securitized products, corporate + agency debt on Tues, 1/10 between 3 - 6 p.m. ET 10:44 AM Jan 9th via web
  7. FINRA ADF, TRACE and TRAQS systems will be closed in observation of the Martin Luther King Day on Monday, January 16, 2012. 9:41 AM Jan 9th via web
  8. FINRA Eyes Muni Fees For GASB bit.ly/zm34jd 9:39 AM Jan 9th via web
  9. 50% discount off NAIBD 2011 Fall Symposium on Monday, November 14 @ 9:00 am @ Bayard's in NYC. Use code 50-NAIBD for discount... 11:14 AM Nov 11th, 2011 via HootSuite
  10. 50% discount off NAIBD 2011 Fall Symposium on Monday, November 14 @ 9:00 am @ Bayard's in NYC. Use code 50-NAIBD for discount... 10:59 AM Nov 9th, 2011 via HootSuite
  11. 50% discount - NAIBD 201 Fall Symposium Mon, Nov 14 @ 9:00 am in NY use code 50-NAIBD when registering @ bit.ly/w4pZRx 1:20 PM Nov 8th, 2011 via HootSuite
  12. FINRA Fixed Income Conference March 8, 2012 - registration open bit.ly/sTTQkm 12:56 PM Nov 8th, 2011 via HootSuite
  13. NAIBD Fall Symposium on Monday, Nov. 14 in New York - register today to receive discounts bit.ly/w4pZRx 6:57 AM Nov 8th, 2011 via HootSuite
  14. SEC proposes requiring derivatives dealers to register sbne.ws/r/9dyE 9:23 AM Oct 13th, 2011 via Tweet Button
  15. Wall Street will cut bonuses next year as revenue drops amid a sluggish U.S. economic recovery bloom.bg/r50EiU 9:22 AM Oct 13th, 2011 via HootSuite
  16. An interactive electronic forum does not require prior approval; however, such communications must be supervised#FINRA10-06 2:00 PM Oct 5th, 2011 via HootSuite
  17. Social networking sites also contain non-static, real-time communications, such as interactive posts on sites such as Twitter and... 1:40 PM Oct 5th, 2011 via HootSuite
  18. FINRA considers static postings to constitute “advertisements” under Rule 2210. #FINRA10-06 1:20 PM Oct 5th, 2011 via HootSuite
  • Name The BGK Group
  • Location New York City
  • Web http://www.thebgk...
  • Bio Innovative training blending new media and classroom settings to help securities professionals stay up-to-date with changing products, rules and regulations.
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