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  1. SEC Obtains Asset Freeze in Minnesota-Based Foreign Currency Trading Scheme http://www.sec.gov/news/pre... 11:12 AM Nov 25th from web
  2. OppenheimerFunds Settles With Oregon http://online.wsj.com/artic... 6:04 AM Nov 20th from web
  3. SEC Charges Promoters of "Green" Investments With Operating $30 Million Ponzi Scheme http://www.sec.gov/news/pre... 5:10 AM Nov 17th from web
  4. NINTH CIRCUIT SAYS LEAD PLAINTIFF SELECTS LEAD COUNSEL NOT TRIAL COURT http://floridasecuritieslit... 4:35 AM Nov 12th from web
  5. SEC to Hold National Seminar for Chief Compliance Officers http://bit.ly/2Q31tq 12:31 PM Nov 11th from web
  6. SEC Charges Three South Fla Residents With Operating A Ponzi Scheme http://www.sec.gov/litigati... 5:46 AM Nov 10th from web
  7. SEC Charges Wall Street Lawyers and Traders in $20 Million Insider Trading http://www.infozine.com/new... 6:34 AM Nov 6th from web
  8. SEC ISSUES UPDATED GUIDANCE ON INTERPRETATION OF ACCOUNTING RULE FOR OIL & GAS INDUSTRY http://bit.ly/39p8lZ 5:10 AM Nov 3rd from TweetDeck
  9. Forecasting Finra's future http://bit.ly/2GCU55 4:57 AM Nov 3rd from TweetDeck
  10. Lawyers' $11 Million Bonus Request Leaves Judge, SEC Surprised http://bit.ly/3W02Xx 4:46 AM Nov 2nd from TweetDeck
  11. FINRA Fines Citigroup $600,000 for Failing to Supervise Tax-Related Stock Transactions http://bit.ly/3ZfKbR 4:42 AM Nov 2nd from TweetDeck
  12. SEC Charges New York Broker for Manipulating Stock Prices Through Fake Press Releases and Internet Postings http://bit.ly/2DZZv6 3:52 AM Oct 29th from TweetDeck
  13. Facebook challenges financial regulators: FINRA http://bit.ly/3EnD9j 3:46 AM Oct 28th from TweetDeck
  14. RT @TimothyPONeill: New Blog post: Irreconcilable Differences: The Stein v. Paradigm Court Divorces Itself ... http://bit.ly/1bJ5M2 4:25 AM Oct 23rd from TweetDeck
  15. WSJ: Galleon Case Prompts Firms to Plug Leaks http://bit.ly/21dEU4 4:23 AM Oct 23rd from TweetDeck
  16. SENIOR SUPERVISORS GROUP ISSUES A REPORT TITLED RISK MANAGEMENT LESSONS FROM THE GLOBAL BANKING CRISIS OF 2008 http://bit.ly/g4W15 5:46 AM Oct 22nd from TweetDeck
  17. Plan would curb ‘pay to play’ http://bit.ly/4v4SDe 5:13 AM Oct 22nd from TweetDeck
  18. Question of the Day: Have any class-action suits been filed against Schwab's tax-free YieldPlus funds? http://bit.ly/zAQHt 5:09 AM Oct 22nd from TweetDeck
  19. Sirius XM's (Nasdaq: SIRI) says No Plan Right Now for Reverse Split http://bit.ly/2WckUl 4:36 AM Oct 20th from TweetDeck
  20. Moody's responses to McClatchy's questions http://bit.ly/4Fs6J9 10:41 AM Oct 18th from TweetDeck
  • Name Jay Eng, Esq.
  • Location Palm Beach Gardens Florida
  • Web http://floridasec...
  • Bio Partner at Schwed McGinley & Kahle - Lawyers for Securities Litigation & Arbitration, Business, Commercial & Real Estate Law
411 Following 424 Followers 13 Listed
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