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SEC_Investor_Ed

  1. View Day 2 of the SEC Securities Lending and Short Sale Roundtable NOW! http://bit.ly/rCZVm 6:34 AM Sep 30th from web
  2. Chairman Schapiro: This was particularly the case with cash collateral reinvestment programs which experienced unanticipated illiquidity. 6:38 AM Sep 29th from web
  3. Chairman Schapiro: Many questions have arisen with respect to the securities lending market and whether it may be improved. 6:37 AM Sep 29th from web
  4. Chairman Schapiro: The recent credit crisis revealed that [securities lending] can be anything but low risk 6:37 AM Sep 29th from web
  5. Chairman Schapiro: Today’s Roundtable focus will be securities lending. http://bit.ly/rCZVm 6:36 AM Sep 29th from web
  6. SEC Securities Lending and Short Sale Roundtable set to begin in five minutes. View it live! http://bit.ly/rCZVm 6:22 AM Sep 29th from web
  7. View SEC Securities Lending and Short Sale Roundtable from 9:30 am -4:00 pm EST: http://bit.ly/rCZVm 4:47 AM Sep 29th from web
  8. SEC Charges Detroit-Area Stock Broker Who Lured Elderly into $250 Million Ponzi Scheme - http://bit.ly/2HpbKi 9:45 AM Sep 28th from web
  9. New page! SEC Focus on Short Sales: http://sec.gov/spotlight/shortsales.shtml 6:30 AM Sep 28th from web
  10. SEC Announces Panelists for Securities Lending and Short Sale Roundtable - http://bit.ly/PjJVs 6:24 AM Sep 28th from web
  11. SEC Conducts Regional Securities Market Oversight Training Program in Africa - http://bit.ly/1bXyDY 6:23 AM Sep 28th from web
  12. SEC Charges Perot Company Employee in $8.6 Million Insider Trading Scheme - http://bit.ly/KWDu7 5:21 AM Sep 24th from web
  13. Chairman Schapiro's Testimony Concerning the Over-the-Counter Derivatives Markets Act of 2009: http://bit.ly/Xo2HJ 9:20 AM Sep 22nd from web
  14. SEC Proposes Flash Order Ban - http://bit.ly/4ulAm8 4:50 AM Sep 18th from web
  15. SEC Votes on Measures to Further Strengthen Oversight of Credit Rating Agencies - http://bit.ly/OdTjA 4:50 AM Sep 18th from web
  16. Commission Open Meeting Topic: Rules that impose additional disclosure and conflict of interest requirements on NRSROs. 11:48 AM Sep 17th from web
  17. Chairman Schapiro: These proposals are needed b/c investors often consider ratings when evaluating to purchase or sell a particular security 11:44 AM Sep 17th from web
  18. Chairman Schapiro: These credit rating agencies proposals would improve the quality of ratings by requiring greater disclosure. 11:43 AM Sep 17th from web
  19. SEC Open Meeting Webcast on Nationally Recognized Statistical Rating Organizations. beginning in five minutes: http://bit.ly/2ptHve 11:26 AM Sep 17th from web
  20. Sign up to receive, *real time* email alerts about happenings at the SEC covering 83 topics: http://bit.ly/AlTWu 4:46 AM Sep 17th from web