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Cdn_Securities

  1. U.S. adopts JOBS Act, containing crowdfunding provisions and benefits for FPIs: On April 5, U.S. President Obama... bit.ly/L8dp29
  2. Regulator guidance on preliminary economic assessments expected soon: Raymond McDougall - As discussed last wee... bit.ly/Lzav8V
  3. More insight from OSC Staff on NI 43-101 compliance issues for website and third party disclosure: Raymond McDou... bit.ly/KUdaak
  4. IIROC requests comments on marketplace threshold rules: The Investment Industry Regulatory Organization of Canad... bit.ly/JKXfdW
  5. MFDA releases strategic plan through 2014: The Mutual Dealers Association of Canada (MFDA) has released a new st... bit.ly/JHh7Os
  6. IIROC provides information on exemptions granted in 2011: Yesterday, the Investment Industry Regulatory Organiza... bit.ly/L7Coow
  7. CDS proposes amendments to buy-in process functionality: The OSC today published a proposal to amend functionali... bit.ly/JfQwIO
  8. Proposed recognition orders related to Maple acquisition published by OSC: On May 3, the Ontario Securities Comm... bit.ly/M0rUX7
  9. OTC issuer disclosure rules effective July 31, 2012: The Canadian Securities Administrators, except for the OSC,... bit.ly/LZWLTF
  10. Changes to short sales, failed trades and dark liquidity moved to October 15: IIROC this week announced a change... bit.ly/JAhews
  11. Roundtable discussion considers issues in anti-corruption policies and practices: Lisa Culbert - On April 19, Tr... bit.ly/JoaaTy
  12. OSC hosts meeting of international regulators regarding OTC derivatives: On May 4, the Ontario Securities Commis... bit.ly/LFebVr
  13. Stock dividend programs - Is it time to turn off the DRIP?: Keith Chatwin and Doug Richardson - For as long as c... bit.ly/Jjdr6O
  14. SIGMA X Canada ceases operations: According to an IIROC notice issued last week, SIGMA X Canada ceased operation... bit.ly/KfMPSF
  15. CSA designate rating organizations under NI 25-101: On April 30, the Canadian Securities Administrators announce... bit.ly/K74MTp
  16. "Did we really say that?" - Website and third party disclosure considerations for resource issuers: Maurice Swan... bit.ly/IT4xwp
  17. OSC releases April 2012 issue of Investment Funds Practitioner: Darin Renton - The Investment Funds Branch of th... bit.ly/Jt6D4z
  18. IIROC proposes changes to execution and reporting of off-marketplace trades: The Investment Industry Regulatory ... bit.ly/K9nlsz
  19. CSA Staff identify issues in exempt distribution form filings: Staff of the Canadian Securities Administrators p... bit.ly/J0LK0o
  20. Canada eases sanctions against Burma: The Canadian government announced earlier this week that it is easing some... bit.ly/IwwQh3