Cdn_Securities
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U.S. adopts JOBS Act, containing crowdfunding provisions and benefits for FPIs: On April 5, U.S. President Obama...
10:05 AM May 23rd
via twitterfeed
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Regulator guidance on preliminary economic assessments expected soon: Raymond McDougall -
As discussed last wee...
11:12 AM May 22nd
via twitterfeed
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More insight from OSC Staff on NI 43-101 compliance issues for website and third party disclosure: Raymond McDou...
12:23 PM May 17th
via twitterfeed
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IIROC requests comments on marketplace threshold rules: The Investment Industry Regulatory Organization of Canad...
7:13 AM May 17th
via twitterfeed
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MFDA releases strategic plan through 2014: The Mutual Dealers Association of Canada (MFDA) has released a new st...
11:11 AM May 15th
via twitterfeed
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IIROC provides information on exemptions granted in 2011: Yesterday, the Investment Industry Regulatory Organiza...
10:54 AM May 15th
via twitterfeed
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CDS proposes amendments to buy-in process functionality: The OSC today published a proposal to amend functionali...
1:06 PM May 10th
via twitterfeed
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Proposed recognition orders related to Maple acquisition published by OSC: On May 3, the Ontario Securities Comm...
12:44 PM May 10th
via twitterfeed
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OTC issuer disclosure rules effective July 31, 2012: The Canadian Securities Administrators, except for the OSC,...
11:38 AM May 10th
via twitterfeed
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Changes to short sales, failed trades and dark liquidity moved to October 15: IIROC this week announced a change...
7:20 AM May 10th
via twitterfeed
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Roundtable discussion considers issues in anti-corruption policies and practices: Lisa Culbert -
On April 19, Tr...
10:32 AM May 8th
via twitterfeed
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OSC hosts meeting of international regulators regarding OTC derivatives: On May 4, the Ontario Securities Commis...
8:36 AM May 8th
via twitterfeed
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Stock dividend programs - Is it time to turn off the DRIP?: Keith Chatwin and Doug Richardson -
For as long as c...
7:54 AM May 7th
via twitterfeed
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SIGMA X Canada ceases operations: According to an IIROC notice issued last week, SIGMA X Canada ceased operation...
8:15 AM May 4th
via twitterfeed
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CSA designate rating organizations under NI 25-101: On April 30, the Canadian Securities Administrators announce...
2:38 PM May 3rd
via twitterfeed
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"Did we really say that?" - Website and third party disclosure considerations for resource issuers: Maurice Swan...
7:52 AM May 1st
via twitterfeed
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OSC releases April 2012 issue of Investment Funds Practitioner: Darin Renton -
The Investment Funds Branch of th...
11:15 AM Apr 30th
via twitterfeed
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IIROC proposes changes to execution and reporting of off-marketplace trades: The Investment Industry Regulatory ...
11:45 AM Apr 27th
via twitterfeed
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CSA Staff identify issues in exempt distribution form filings: Staff of the Canadian Securities Administrators p...
11:09 AM Apr 27th
via twitterfeed
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Canada eases sanctions against Burma: The Canadian government announced earlier this week that it is easing some...
10:51 AM Apr 27th
via twitterfeed
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